Protective design can reduce the risk of an active shooter incident and, if one occurs, can mitigate or reduce the number of potential victims. The extent of the design may vary greatly depending on the type of organization, the openness requirements of the facility, the actual or perceived threats, the tolerance for visible (perhaps intrusive) security measures, and funding. However, even for soft targets like schools, malls or office buildings, prudent steps can and should be considered. A facility, school, or office building should conduct a security risk assessment. Such an assessment can be performed by a qualified security consultant or company, or local law enforcement. Requiring credentials such as PSP (Certified Physical Security Professional) or CPP (Certified Protection Professional) by the American Society of Industrial Security (ASIS) or similar credential is a good way of ensuring a sound assessment is performed. The assessment should evaluate the threats, identify vulnerabilities to those threats, quantify the potential loses, evaluate the relative risks, and recommend measures to mitigate these risks. Such measures may be operational, technical, or architectural in nature. An independent party (not a vendor seeking to sell specific systems) will generally provide a more unbiased and comprehensive assessment.
When evaluating design considerations, the concept of CPTED (Crime Prevention through Environmental Design) is a good place to start. It is commonly described as a multi-disciplinary approach to deterring criminal behavior through environmental design. CPTED strategies rely upon the ability to influence offender decisions that precede criminal acts. It requires application of psychology as well as sound security design. CPTED includes common sense approaches of ensuring adequate lighting, eliminating hiding places, etc. that can improve security, reduce vulnerability, and help deter criminal activity.
As evidenced by the statistics, many active shooters are set on destruction, and their own mortality is not a concern. They never intend to get out of the assault alive. This can limit the value of deterrence. However, many active shooters, especially those who plan their actions carefully, want their plans to succeed. Even suicide bombers have been known to avoid certain targets because they fear they'll be stopped or interdicted prior to completing their mission. A robust security posture and presence can certainly help in this regard. For lightly protected facilities like schools, malls, and office buildings, this may be limited to such things as visible signage, random guard patrols, adequate lighting of exterior parking and entrance areas, closed circuit television (CCTV) cameras, substantial exterior door locks, simple access control systems (turnstiles, badges, etc.), and secure locking doors to key areas or passageways.
Ultimately, there are two options: impede the shooter or impede the bullet.
More options are available for protecting against an external threat versus an internal threat. For external threats, access control is key. Minimize the number of access points and condition building occupants to not bypass security measures for convenience. Verifying entrants is important. Where security officers are not present, building administrators, particularly in schools, should be the first interface with visitors. Unfortunately, many schools are designed with administrative offices buried inside and not out and visible to a visitor. Forcing an exterior threat through an administrative space, with restricted access to the core of the building, could deter or prevent the aggressor from reaching their targets.
While there is a vast array of intrusion detection systems available today, people's eyes and ears tend to be the most reliable especially in an open, non-hardened, publicly accessible facility. As a minimum, however, solid security locks and doors are essential. These may be coupled with sensors to detect motion or unauthorized access. If they are to be more than just a deterrent and delay device, these sensors should also tie back to a central reporting station for interpretation and action.
Alarms are essential and must go beyond the basic fire alarms used in the past. Studies conducted on the evacuation of large public facilities have clearly shown that the efficiency of large-scale evacuations are increased substantially when audible alarms giving simple verbal directions are provided compared to a general klaxon-type alarm. This is especially so in an active shooter situation where specific directions to staff or occupants may improve survivability. If, for example, an aggressor is located in the cafeteria of the building, it would be beneficial to direct people away from that area. In contrast to a fire evacuation, measures for warning during an active shooter event should include messages to employee computers, text messages, etc. Audible directions which the aggressor could hear are discouraged, unless they are communicated in code (i.e. Code Blue). However, in some environments, an audible message may be the only option to provide facility occupants with the information they need to protect themselves.
Since most active shooter events generally last only minutes, access denial can be an effective way to mitigate potential losses. Slowing or delaying an aggressor by just a minute or seconds may give law enforcement time to arrive before mass casualties are incurred.
For lightly secured facilities, a significant return on investment can generally be obtained by implementing reinforced doors lockable from the interior of office spaces or gathering areas. Secondary door blocking devices such as a simple rubber or wood triangular stop can provide additional stopping resistance. Those doors should have small slit windows, too small for an aggressor to crawl through. No windows are preferred but are not practical for other reasons. It is important however that if windows are present that they contain laminated glass that provides some resistance to ballistics attack and forced entry. If a gunman can shoot through the window it is important that he cannot merely reach in and unlock the door. This is where simple door stops or floor angles provide needed secondary protection. Analysis of footage from actual active shooter events have shown that the shooter will likely not spend significant time trying to get through a particular door if it is locked or blocked. Rather they move to their next target. They know law enforcement is on its way and that time is limited.
The technology and materials to provide blast, hurricane, forced entry, and ballistic-resistant door and window systems exist. These systems have been designed, tested, and implemented in highly secure facilities like embassies, courthouses, government buildings, military facilities, sensitive data centers, and facilities housing, historic or otherwise valuable assets, for many years. Providing this level of protection in more lightly secured facilities like schools, malls and typical office buildings is often not practical, cost-effective, or even desired by the occupants given the level of threats and risks perceived. However, some level of protective glazing, especially for windows and doors near lobbies and other entrances offer a potential area where simple improvements can provide significant benefit. In the Sandy Hook School shooting for example, it was reported that the shooter failed to gain entry through locked doors and shot out adjacent windows. This is shown in Figures 1 and 2.
Test data collected in projects supporting the Department of Homeland Security (DHS) and the U.S. General Services Administration have clearly demonstrated that some applications of properly installed security window films and thin laminated glass systems can provide resistance to forced entry even though they were not specifically designed for that purpose.1 These tests were conducted in response to the U.S. Government's concern that upgraded window systems in their facilities designed to resist hurricane wind and explosive blast forces might hinder first responders in gaining access to or emergency egress from protected spaces. This body of data was made freely available to firefighters resulting in over 5,000 trained first responders (Figure 3). The test program produced a window classification system to train firefighters how to enter and egress through such window systems. The classification system is shown in Table 1. The data should now be extended, analyzed, and made available as a resource for facility owners and security designers for the purposes of evaluating the benefits of lightly protected glazing systems.
Table 1. Window classification system developed for the U.S. General Services Administration and the U.S. Department of Homeland Security. The system classifies window systems based on the type of tools required to breach the glazed system in a given period of time.
|Window Type||Description||Average Clearing Time|
|Type I||Hand Tools (HT)||10 seconds to 1 minute|
|Type II||Hand Tools or Power Tools (HT/PT)||1 to 3 minutes|
|Type IIA||Type I Window with Interior Fabric System
or Interior Type II (HT/PT)
|1 to 3 minutes|
|Type III||Power Tools Only (PT)||Typically 3 to 5 minutes but could be more|
For both external and internal threats, building design can be beneficial. Film or laminate glazing applied to both exterior and interior windows may not stop a bullet, but it could significantly slow an aggressor. This is particularly important given the current architectural preference for large amounts of glazing to provide natural light into spaces. Obscuration is another approach. Adding opaque materials, where feasible, reduces an aggressor's line of sight and provides more hiding locations for building occupants. Finally, structural materials can play a significant role. Concrete masonry units (CMU) and masonry bricks are commonly used in construction and based on initial testing provide suitable ballistic resistance. CMU is highly effect if the hollow cores are infilled with concrete to create a solid wall. These materials can also be used for interior walls to provide more barriers from a ballistic threat. A combination of these materials and strategies, designed specifically for the space, can provide both a deterrent and a mitigation approach.
Applicable to all building types.
Applicable to all space types.
- Active Shooter How to Respond by the U.S. Department of Homeland Security, October 2008.
- Active Shooter Pocket Card by the US Department of Homeland Security.
- Active Shooter Recommendations and Analysis for Risk Mitigation by Raymond W. Kelly, NYPD.
- "Active Shooter: What to expect, what to do, is there a role for protective design?" by Joseph L. Smith, PSP, Applied Research Associates, Inc., April 9, 2014. The material on this page is excerpted from the paper.
- Firefighter Forcible Entry Tutorial by Applied Research Associates, Inc., Prepared for the U.S. General Services Administration with support from the U.S. Department of Homeland Security and Louisiana State University, 2005.
- RUN, HIDE, FIGHT! This training video is made available by the City of Houston, TX with support from the U.S. Department of Homeland Security.